
Confidentiality is necessary because without that guarantee, many individuals with substance abuse problems would be reluctant to participate fully in treatment programs. 34 Confidentiality and Treatment (2) The client’s rights and the limits of confidentiality should be explained at the beginning of treatment
Full Answer
How is DBT used in substance abuse treatment?
DBT for substance abuse is a well-established comprehensive treatment that is designed to encourage abstinence and reduce relapses. Several randomized clinical trials have shown that dialectic behavior therapy is effective in decreasing substance abuse.
What is 42 CFR Part 2?
Under 42 CFR Part 2 (hereafter referred to as “Part 2”), a patient can revoke consent to one or more parties named in a multi-party consent form while leaving the rest of the consent in effect.
What is 42 CFR?
“42 CFR Part 2 applies to any individual or entity that is federally assisted and holds itself out as providing, and provides, alcohol or drug abuse diagnosis, treatment or referral for treatment (42 CFR § 2.11). Most drug and alcohol treatment programs are federally assisted.”
What are federal laws on confidentiality?
- Personnel Records/Files (see Sample Human Resource Records Policy)
- Medical Information
- Credit and Financial Information
- Education Information
- Wire, Oral and Electronic Communications
- Alcohol and Drug Abuse diagnosis, treatment or other information
- Alcohol and Drug testing
- Personal History Questionnaires
- Surveillance and Investigations

What is confidentiality in substance abuse?
Confidentiality is a cornerstone of any treatment relationship. For people receiving SUD treatment, strict confidentiality protections mean that you can share information about past and current drug use without worrying that it will be used against you by the police or a landlord, employer, judge, or social worker.
What is the confidentiality of alcohol and drug abuse patient records designed to protect?
The Confidentiality of Alcohol and Drug Abuse Patient Records regulations were introduced in 1975 to protect the privacy of patients receiving treatment for substance abuse and mental health disorders.
What federal law influences the confidentiality procedures in addictions counseling?
In the substance abuse treatment field, confidentiality is governed by federal laws (42 U.S.C. § 290dd-2) and regulations (42 CFR Part 2) that outline the limited circumstances under which information about an individual's drug or alcohol treatment may be disclosed without the individual's consent.
Is drug use protected under Hipaa?
The information shared is protected. If you tell your doctor that you have been using drugs or drinking alcohol in risky ways (e.g., while driving, or illegally) the doctor cannot have you arrested or send you to jail. HIPAA protects you from the provider sharing (disclosing) your information to non-treatment entities.
Why is the concept of confidentiality so important in human service work and chemical dependency counseling?
ETHICAL ISSUES Assurance of confidentiality is important because it enables people to seek help without fear of such results as stigma, retaliation, disapproval, or damage to other relationships.
What is the purpose of the federal statute entitled confidentiality of alcohol and drug abuse patient records?
Purpose of the Law The Federal drug and alcohol confidentiality laws are predicated on the public health view that people with substance abuse problems are likelier to seek (and succeed at) treatment if they are assured that their need for treatment will not be disclosed unnecessarily to others.
What are the major areas of legal and ethical considerations that a substance abuse counselor must know in regard to client welfare?
The key ethical obligations and responsibilities addiction professionals have to their clients can be observed in the four cornerstones of health care ethics, which include: autonomy, justice, beneficence and nonmaleficence.
What are the exceptions to client confidentiality?
Mandatory Exceptions To Confidentiality They include reporting child, elder and dependent adult abuse, and the so-called "duty to protect." However, there are other, lesserknown exceptions also required by law. Each will be presented in turn.
What is the purpose of understanding ethics in substance use disorder counseling?
A professional code of ethics provides a philosophical framework that health care professionals, like substance abuse counselors, use to inform their practice. Ethical principles extend beyond what may be morally right and wrong in a given cultural context.
Which of the following is true about disclosure of health information regarding substance abuse?
Which of the following is true about disclosure of heath information regarding substance abuse? The disclosure may only be permitted with specific patient authorization.
What are HIPAA security rules?
The HIPAA Security Rule establishes national standards to protect individuals' electronic personal health information that is created, received, used, or maintained by a covered entity.
What do HIPAA privacy rules cover?
The Privacy Rule protects all "individually identifiable health information" held or transmitted by a covered entity or its business associate, in any form or media, whether electronic, paper, or oral. The Privacy Rule calls this information "protected health information (PHI)."
What is a Part 2 patient?
Part 2 permits the disclosure of information under certain circumstances without consent during a medical emergency or in other limited situations. If a Part 2 program (or a healthcare provider that has received Part 2 patient information) believes that there is an immediate threat to the health or safety of any individual, there are steps described below that the Part 2 program or healthcare provider can take in such a situation:
What is a brief intervention?
Screening, Brief Intervention and Referral to Treatment (SBIRT) is a cluster of activities designed to identify people who engage in risky substance use or who might meet the criteria for a formal substance use disorder. Clinical findings indicate that the overwhelming majority of individuals screened in a general medical setting do not have a substance use disorder and do not need substance use disorder treatment.
Can a HIO make a disclosure?
Yes, the consent form can refer to the HIO’s website for the list of entities permitted to make disclosures if the disclosing entity is identified by a “general designation” in the consent form as permitted under Part 2. Part 2’s consent provisions allow either the “name or general designation of the program or person permitted to make the disclosure” to be specified on the consent form. Because a general designation is permitted, if such general designation is used, then the specific names of those disclosing entities do not need to be included on the consent form and patients can be referred to the HIO’s website for a list of those entities.
Can a patient revoke a multiparty consent?
Yes. Under 42 CFR Part 2 (hereafter referred to as “Part 2”), a patient can revoke consent to one or more parties named in a multi-party consent form while leaving the rest of the consent in effect. In a non-Health Information Exchange (HIE) environment, this can be accomplished simply by the Part 2 program indicating on the consent form or in the patient’s record that consent has been revoked with respect to one or more named parties. In an HIE environment, the revocation with respect to one or more parties should be clearly communicated to the Health Information Organization (HIO) as well as noted in the patient’s record by the Part 2 program.
Is same sex marriage protected by SAMHSA?
Windsor, the Supreme Court held that section 3 of the Defense of Marriage Act (DOMA), which prohibited federal recognition of same-sex spouses/marriages, was unconstitutional. Consistent with HHS policy, same-sex spouses/marriages are to be recognized in SAMHSA regulatory provisions. This means that, as a person or entity subject to SAMHSA’s confidentiality regulation governing alcohol and drug abuse patient records, this policy applies to you. The regulation contains a provision, that is affected by the Windsor decision, which addresses consent on behalf of incompetent or deceased patients and provides that in the absence of a personal representative, consent to disclosure of information identifying a deceased patient as an alcohol or drug abuse patient may be given by the patient’s spouse or, if none, by any responsible member of the patient’s family. See 42 C.F.R. § 2.15 (b) (2). SAMHSA now interprets this provision to include same-sex spouses in the meaning of the terms “spouse” and “family.” This means that, for purposes of this provision under 42 C.F.R. Part 2, you are required to treat as valid the marriages of same-sex couples whose marriage was legal when entered into. This applies regardless of whether the couple now lives in a jurisdiction that recognizes same-sex marriage or a jurisdiction that does not recognize same-sex marriage. Any same-sex marriage legally entered into in one of the 50 states, the District of Columbia, a U.S. territory or a foreign country will be recognized. However, this does not apply to registered domestic partnerships, civil unions or similar formal relationships recognized under state law as something other than a marriage.
Can a QSOA be used to redisclose lab results?
The QSOA authorizes communication only between the Part 2 program and QSO. The QSO, in this case the lab, would not be allowed to redisclose lab results about the Part 2 program’s patient to another QSO such as an HIO, even if the HIO has also signed a QSOA with the Part 2 program.
Is a controlled substance program federally assisted?
No. Not every primary care provider who prescribes controlled substances meets the definition of a “program” or part of a “program” under Part 2. For providers to be considered “programs” covered by the Part 2 regulations, they must be both ”federally-assisted” and meet the definition of a program under 42 CFR § 2.11.
Why is it important to know your rights and the federal laws protecting your confidential information?
One of the major concerns people suffering from drug addiction have about substance abuse treatment is whether their treatment can remain confidential – and this often prevents them from seeking treatment at all. They fear losing their job , family , and friends if anyone were to find out about their addiction struggles. This is why it is so important for those seeking treatment to know their rights and the federal laws protecting their confidentiality. After all, privacy and protected health information is an important aspect of treatment, and any breach in this privacy can adversely affect you or a loved one’s recovery.
Is confidential treatment important?
Confidentiality should be an essential part of every addiction treatment program . Take a moment to understand your rights before entering any addiction treatment program and ensure your privacy is fully respected – after all, you are protected under the law. Knowing your addiction treatment is confidential can help you take the first step towards improving your quality of life and overcoming addiction.
What is HIPAA protection?
HIPAA protects you from the provider sharing (disclosing) your information to non-treatment entities. 3. Your health and the care you need are of the utmost importance to your doctor. Being honest about what has happened to you gives your physician the most accurate health information to help you.
What is protected health information?
There are some circumstances where protected health information could be disclosed prematurely or in an unusual manner. One example is if you receive care from a qualified service organization (QSOA) that provides multiple services, including a Part 2 program, that uses a Health Information Exchange (HIE) network. HIEs allow data to be shared among the organization to support your care (e.g., accounting, billing, laboratory, pharmacy). All QSOA’s enter into a written agreement and are bound by all 42 CFR Part 2 rules. 6
What is HIPAA law?
HIPAA, or Health Insurance Portability and Accountability Act of 1996, is a federal law that protects sensitive patient health information from being shared (disclosed) without a patient’s consent or knowledge. 1 This was initially created and inacted to help “improve the use ...
What is HIPAA's Privacy Rule?
To make HIPAA stronger, the US Department of Health and Human Services (HHS) developed HIPAA’s national standards with a Privacy Rule for all healthcare providers to follow as well as other “covered entities” (e.g., health plans, claims processing centers, utilization review, billing departments). 1. Don’t wait.
What is the privacy rule?
The Privacy Rule allows personal medical information to be processed in a standard format while protecting the privacy of people who seek health care. 1 If the person wishes to share their health information beyond the “covered entities” they have the right to give special permission.
What is the doctor patient privilege?
Doctor-patient confidentiality (doctor-patient privilege) is very important and occurs when you communicate with your doctor what your concerns are, what worries you about your health, and other personal information that typically occurs during a doctor’s visit.
Do rehab centers give consent?
Rehab centers will also provide you information on consent forms. Consent forms give staff permission to share your health information with others besides your clinical team. 4 It may be important to you that your family be free to talk to your counselor or doctor about your care during your rehab stay.
What is the scope of confidentiality law?
Scope of the Law. The federal confidentiality regulations around drug and alcohol abuse relate specifically to “patient-identifying” information. This term refers to any information that identifies a specific individual as having received treatment for drug or alcohol abuse.
What are the rules regarding confidentiality of patient records?
In the simplest terms, federal regulations prohibit a federally assisted program for the treatment of substance addiction from revealing the identities of former, current, and potential patients.
What is a qualified service organization?
Qualified Service Organizations. Federally assisted treatment programs may disclose patient identifying information to organizations that provide them with professional services, such as laboratory or counseling services, as part of the course of the treatment the program provides its patients.
What is the federal law on drug and alcohol addiction?
Any person or treatment program that holds patient-identifying information about interventions for drug and alcohol addiction is subject to the federal regulations. The law also applies to other organizations and individuals who seek and/or receive patient-identifying information from these programs.
What is detox law?
The law applies equally to freestanding organizations and those that are part of a larger institution, such as a detox program located inside a major hospital. The regulations apply to all program staff, whether volunteer, part-time, full-time, administrative, clinical or support.
Is it scary to admit to a drug addiction?
Seeking treatment for a drug or alcohol abuse problem can be frightening. It can be difficult for someone struggling with addiction to admit to a problem. Additionally, many people are afraid of others outside their immediate family circle – coworkers, supervisors and casual acquaintances – learning that they have a substance abuse problem.
Is it harder to obtain information about a patient's treatment for drug and alcohol abuse?
In other words, it is far more difficult for someone to obtain information about a patient’s treatment for drug and alcohol abuse than it is to obtain even other types of restricted and confidential information.
What are the confidentiality laws for substance abuse treatment?
Substance Abuse Treatment – Confidentiality And Privacy Laws. Mental health professionals and medical specialists are bound by confidentiality laws. Treatment for addiction often involves not only mental health but also medical procedures, including detox. Federally aided addiction recovery facilities are bound by two pieces of legislation.
What is a luxury alcohol rehab facility?
A luxury alcohol rehab facility that is part of a larger medical organization may report to public health departments in situations pertaining to serious diseases such as tuberculosis, so long as the facility identifies itself under the larger organization’s name.
What is the privacy rule?
Although the Privacy Rule is similar to areas outlined in the Confidentiality of Alcohol and Drug Abuse Patient Records Regulation act, it expanded the ability of substance abuse facilities to release patient information in regard to purposes of “treatment, payment and health care operations”.
What is the privacy rule for mental health?
When it comes to minors, the Privacy Rule allows mental health agencies to provide information to parents of an admitted patient, provided such information does not conflict with any state or federal laws.
When was HIPAA enacted?
Congress enacted the Health Insurance Portability and Accountability Act – commonly known as HIPAA – in 1996 in an effort to standardize patient privacy rights throughout U.S. healthcare. The Department of Health and Human Services, in accordance with this legislation, issued the Privacy Rule in the year 2000. Although the Privacy Rule is similar to areas outlined in the Confidentiality of Alcohol and Drug Abuse Patient Records Regulation act, it expanded the ability of substance abuse facilities to release patient information in regard to purposes of “treatment, payment and health care operations”. Patients attending our luxury rehab in New York State can expect our staff to abide by all legislation and privacy standards.
Health Insurance Portability and Accountability Act, medical records & laws
The Health Insurance Portability and Accountability Act of 1996 (HIPAA) is a federal law that prevents a patient's private health information from being shared with another party without their consent [1].
Substance use disorder and 42 CFR part 2
The Code of Regulations (CFR), Title 42 Part 2, was enacted in 1975 as a way of providing additional protection to those getting treatment for a substance use disorder (SUD) [3].
Doctor-patient confidentiality
A medical professional's first port of duty is the care of their patients. This means that they require full details and transparency to give the best care they can. That is why doctor-patient confidentiality, also known as the doctor-patient privilege, is in place to protect a patient's information [5].
Penalties for disclosing information
The Enforcement Final Rule of 2006 allows for penalties to be given to any doctor, healthcare organization or medical individual who discloses a patient's PHI without their consent, breaking confidentiality laws [6] .
What are the laws that protect the rights of people receiving treatment?
Federal laws protect the rights and privacy of people receiving treatment. These laws were enacted to reduce stigma by ensuring confidentiality, and thus reduce fears of consequences associated with seeking treatment. The two most relevant federal laws regarding substance use treatment are the Health Insurance Portability and Accountability Act ...
Why is information required?
Why the information is required. The specific information being transmitted. An explanation that the consent can be revoked at any time. When the consent form will expire if it isn’t revoked prior to that date. The patient’s signature (and legal guardian, if needed) and the date of signature. If the consent form does not include all ...
What is 42 CFR Part 2?
The Substance Abuse and Mental Health Services Administration (SAMHSA) created 42 CFR Part 2 to address the confidentiality of substance use information.
Why was HIPAA enacted?
HIPAA was enacted to ensure the privacy of what is known as protected health information (PHI) in all forms. This applies to written, verbal, or electronic information.
How much can a treatment center charge for a violation of the law?
Treatment centers that violate these regulations may face a fine of as much as $500 for the first offense and as much as $5,000 for additional offenses.
When was the last update for drug rehab?
Last updated on January 14, 2020. Table of Contents. If you are ready to enter drug rehab and are worried about how your privacy might be affected, it may be comforting to know that there are laws and regulations in place to protect you. And know that before you enter any treatment center, you can call it directly and ask about its privacy policies.
What is the need to know basis for HIPAA?
According to Part 2 of HIPAA and the Privacy Rule, people within the same treatment program or hospital can communicate patient health information (PHI) on a “need to know” basis. The Privacy Rule requires that programs identify which employees need access to PHI, as well as the appropriate conditions of access to it.
What are the rights of patients under HIPAA?
Patients’ Rights Over Information. HIPAA gives patients a number of rights over their personal information, including: The right to be informed about how their personal information may be shared. The right to withhold permission from their information being used in certain ways.
Can you file a complaint against a drug rehab?
The right to file a complaint if they believe their health information has not been protected. When you know your rights and that reputable drug rehabs abide by these confidentiality laws, you can be free of the worry about privacy issues and focus on the most important thing: overcoming your addiction.
Can a program disclose medical information?
Programs cannot legally disclose any information about a patient unless they have given written consent, or unless their case qualifies for another exception that is specified in the HIPPA policy. If medical information is disclosed, it must only be the bare minimum required to carry out the purpose of the disclosure.
Can you sue someone for a diagnosis without consent?
Further, as a patient, you can sue anyone who discloses your information without your consent. 1. The more confident people are that the details of their treatment or diagnosis will not be shared to others without their consent, the more likely they may be to enter (and successfully complete) treatment. This is the guiding principle that led ...
